REGULATORY & GOVERNANCE
Ellen T. Arthur
Ellen T. Arthur is the Chief Legal Officer at Rose Cay, where she oversees all legal, regulatory, and corporate governance matters. She is an experienced business attorney with over 30 years of financial industry experience specializing in securities, investment advisory, and capital management. Prior to joining Rose Cay in 2023, Ms. Arthur served as General Counsel, Chief Compliance Officer, and Chief Administrative Officer at Outer Islands Capital and Haidar Capital Management. Her extensive expertise in investment management includes the development of innovative financial products for major institutions such as Merrill Lynch, Morgan Stanley, and UBS, where she helped develop the foundational CMA Account. Her career is defined by her ability to navigate complex domestic and international regulatory environments to support institutional growth. Ms. Arthur holds a J.D. from Hofstra School of Law and a B.A., magna cum laude, from the University of Pennsylvania. She is a member of the New York Bar.
